The SEC No Action Letter: Where Are We Now?

Overview

Title: The SEC No Action Letter: Where Are We Now?

Duration: 1 Hour

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Summary

The upcoming expiry of the SEC’s No Action Letter in July 2023 is causing confusion and concern among the investment management community and research providers alike, in particular for MiFID II scope investment management companies invested in the United States.

Speakers
Steven Stone
Partner
Morgan, Lewis & Bockius LLP.
Francis Land
Director of Strategy for Research Manager
S&P Global Market Intelligence
 
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