SEC 10c-1: Navigating the Future of Securities Lending

Overview

Title: SEC 10c-1: Navigating the Future of Securities Lending

Duration: 1 hour

Register On-Demand:
Summary

On October 13th the SEC voted to adopt the final rules for SEC 10c-1a which introduces new reporting requirements for firms in the U.S. securities lending market. Our regulatory and subject matter experts from S&P Cappitech and Pirum will review implications of the regulation and what it means for the industry.

Agenda topics:

  • Overview of the regulation
  • Implementation timelines
  • Open Questions
  • Regulatory Reporting Solutions

Speakers
Tom Veneziano
North American Head of Product
Pirum
Jonathan Tsang
Business Development
S&P Global Market Intelligence Cappitech
 
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